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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $18,948 |
Filed as: COMMONWEALTH EQUITY SERVICES LLC Service code 27 29 SAWYER RD · WALTHAM, MA 02453 | Advisory (Plan) | $16,226 |
QUALIFIED PLANS, LLC2 years Filed as: QUALIFIED PLANS LLC Service code 13 P O BOX 979 · BRAINERD, MN 56401 | Contract Administrator | $5,781 |
ASCENSUS LLC1 year Filed as: ASCENSUS HOLDINGS INC. Service code 13 200 DRYDEN ROAD · DRESHER, PA 19025 | Contract Administrator | $3,847 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,693 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,049 | $49,138+40.5% | $84,023-17.8% | $65,186+5.9% |
| Participation rate | 49.0% | 60.7%-11.7pp | 69.0%-20.0pp | 70.2%-21.2pp |
| Annual return | 24.94% | 23.00%+1.9pp | 71.32%-46.4pp | 29.39%-4.4pp |
| Employer contribution / active EE | $1,369 | $914+49.9% | $1,984-31.0% | $2,177-37.1% |
| Participant deferral / active EE | $2,736 | $2,397+14.2% | $3,239-15.5% | $3,514-22.1% |
| Admin fee / account holder | $452 | $543-16.9% | $6,102-92.6% | $847-46.7% |