Retirement plan

NELSON MULLINS RETIREMENT PLAN

Name: NELSON MULLINS RILEY & SCARBOROUGH LLP - NELSON MULLINS RETIREMENT PLAN (2017) Form 5500
Creator: NELSON MULLINS RILEY & SCARBOROUGH LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NELSON MULLINS RETIREMENT PLAN, NELSON MULLINS RILEY & SCARBOROUGH LLP

NELSON MULLINS RILEY & SCARBOROUGH LLPEIN 57-0215445Plan #002PY 2017

1320 MAIN STREET 17TH FLOOR - COLUMBIA, SC 29201803-799-2000nelsonmullins.comLinkedIn1001-5000 employeeslaw practice

Other plans on this EIN

2 filings

#004Retirement-$19.3M assets #003Retirement--

Prospect flagsHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$373.2M

+37.5% from 2016

Total participants

1,432

+3.3% from 2016

Average account balance

$270,264

+34.1% from 2016

Annual return

34.04%

+17.24 pp from 2016

Benchmarks

See 662 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort662 peers

Snapshot2017

See peer percentile detail. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

Start for $4.99 See plans

Analytics

Total assets (EOY)

Plan-year ending balance

$751.39M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$278K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,701

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

94.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$43.87M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$23K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.63%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$312

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

Start for $4.99 See plans

Service providers

Top 10 of 11 by compensation

Provider	Service type	Compensation
WILLIS TOWERS WATSON US LLC3+ years Filed as: TOWERS WATSON DELAWARE INC Service code 28 · EIN 53-0181291	Investment Management	$62,353
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833	Recordkeeping	$50,100
LMCG INVESTMENTS LLC3+ years Service code 26 · EIN 27-0282607	Advisory (Participants)	$40,396
V M MANNING & CO INC3+ years Service code 26 · EIN 57-0402697	Advisory (Participants)	$32,710
BUCKHEAD CAPITAL MANAGEMENT LLC3+ years Service code 26 · EIN 58-2552872	Advisory (Participants)	$18,355
CHARLES SCHWAB & CO., INC.1 year Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$14,658
CALVARY WEALTH LLC2+ years Service code 26 · EIN 20-1157888	Advisory (Participants)	$11,803
CCM INVESTMENT ADVISERS LLC1 year Service code 26 · EIN 57-1127313	Advisory (Participants)	$7,537
MATRIX WEALTH ADVISORS INC1 year Service code 26 · EIN 56-1732410	Advisory (Participants)	$7,354
TRIANGLE SECURITIES WEALTH1 year Service code 26 · EIN 26-3040962	Advisory (Participants)	$5,325

Plan features & details

Pension benefit codes2E2F2G2J2R2T3B2S

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

2 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$247K

$218 / participant

Investment mgmt$197K79.8%
Other / not subdivided$50K20.2%

% of EOY assets

0.066%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MAULDIN & JENKINS, LLC
Auditor EIN: 580692043
Audit fees: (not subdivided)
Opinion code: Disclaimer

Look up a plan sponsor by EIN. Free Form 5500 search. No signup.

Metric

This plan

Peer set

Industry

Size

Avg account balance

$270,264

$96,458+180.2%

$136,294+98.3%

$77,958+246.7%

Participation rate

95.5%

75.4%+20.1pp

81.9%+13.6pp

71.6%+23.8pp

Annual return

34.04%

23.78%+10.3pp

5155.94%-5121.9pp

20.87%+13.2pp

Employer contribution / active EE

$9,215

$3,144+193.1%

$4,695+96.3%

$2,310+298.8%

Participant deferral / active EE

$8,263

$5,902+40.0%

$6,247+32.3%

$3,537+133.7%

Admin fee / account holder

$179

$80+122.7%

$9,243-98.1%

$97+84.0%

Provider

Service type

Compensation

WILLIS TOWERS WATSON US LLC3+ years

Filed as: TOWERS WATSON DELAWARE INC

Service code 28 · EIN 53-0181291

Investment Management

$62,353

CHARLES SCHWAB & CO., INC.3+ years

Filed as: SCHWAB RETIREMENT PLAN SERVICES INC

Service code 15 · EIN 34-1479833

Recordkeeping

$50,100

LMCG INVESTMENTS LLC3+ years

Service code 26 · EIN 27-0282607

Advisory (Participants)

$40,396

V M MANNING & CO INC3+ years

Service code 26 · EIN 57-0402697

Advisory (Participants)

$32,710

BUCKHEAD CAPITAL MANAGEMENT LLC3+ years

Service code 26 · EIN 58-2552872

Advisory (Participants)

$18,355

CHARLES SCHWAB & CO., INC.1 year

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$14,658

CALVARY WEALTH LLC2+ years

Service code 26 · EIN 20-1157888

Advisory (Participants)

$11,803

CCM INVESTMENT ADVISERS LLC1 year

Service code 26 · EIN 57-1127313

Advisory (Participants)

$7,537

MATRIX WEALTH ADVISORS INC1 year

Service code 26 · EIN 56-1732410

Advisory (Participants)

$7,354

TRIANGLE SECURITIES WEALTH1 year

Service code 26 · EIN 26-3040962

Advisory (Participants)

$5,325

NELSON MULLINS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NELSON MULLINS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion