Filed March 10, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $58,968 |
Filed as: VOYA FINANCIAL ADVISORS, INC Service code 16 | Consulting | $19,187 |
LPL FINANCIAL1 year Service code 16 · EIN 95-2834236 | Consulting | $5,802 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Filed as: VOYA FINANCIAL ADVISORS, INC. Service code 16 909 LOCUST STREET · DES MOINES, IA 50309 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,764 | $37,196-63.0% | $154,111-91.1% | $55,725-75.3% |
| Participation rate | 66.9% | 64.1%+2.8pp | 83.0%-16.1pp | 70.9%-4.0pp |
| Annual return | -6.14% | 1319.68%-1325.8pp | 735.18%-741.3pp | 244.93%-251.1pp |
| Employer contribution / active EE | $522 | $1,614-67.7% | $5,298-90.1% | $2,078-74.9% |
| Participant deferral / active EE | $948 | $2,068-54.2% | $5,081-81.3% | $3,356-71.8% |
| Admin fee / account holder | $70 | $102-31.2% | $13,411-99.5% | $115-39.3% |