Filed March 10, 2020 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA FINANCIAL ADVISORS, INC Service code 16 | Consulting | $27,637 |
Service code 12 · EIN 13-3689044 | Investment management; Direct payment... | $8,570 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Filed as: VOYA FINANCIAL ADVISORS, INC. Service code 16 909 LOCUST STREET · DES MOINES, IA 50309 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,892 | $37,117-51.8% | $147,618-87.9% | $55,191-67.6% |
| Participation rate | 35.3% | 63.6%-28.3pp | 84.6%-49.3pp | 69.2%-33.8pp |
| Annual return | -0.32% | 3.44%-3.8pp | 61.98%-62.3pp | 10.78%-11.1pp |
| Employer contribution / active EE | $535 | $1,620-67.0% | $5,565-90.4% | $1,899-71.8% |
| Participant deferral / active EE | $864 | $1,985-56.5% | $4,895-82.4% | $3,046-71.7% |
| Admin fee / account holder | $15 | $86-82.7% | $11,612-99.9% | $91-83.7% |