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| Provider | Service type | Compensation |
|---|---|---|
CAPITAL GUARDIAN1+ years Filed as: CAPITAL GUARDIAN LLC Service code 55 1355 GREENWOOD CLIFF STE 250 · CHARLOTTE, NC 28204 | Other Commissions | $3,844 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,209 |
TD AMERITRADE, INC.1+ years Service code 33 200 S. 108TH AVE. · OMAHA, NE 68154 | Securities brokerage | $220 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $200 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,708 | $37,117-30.7% | $147,617-82.6% | $55,191-53.4% |
| Participation rate | 20.2% | 63.6%-43.4pp | 84.6%-64.4pp | 69.2%-49.0pp |
| Annual return | -1.29% | 3.44%-4.7pp | 61.98%-63.3pp | 10.78%-12.1pp |
| Employer contribution / active EE | $167 | $1,620-89.7% | $5,564-97.0% | $1,899-91.2% |
| Participant deferral / active EE | $565 | $1,985-71.5% | $4,895-88.4% | $3,046-81.4% |
| Admin fee / account holder | $37 | $86-56.4% | $11,612-99.7% | $91-58.9% |