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| Provider | Service type | Compensation |
|---|---|---|
SHARPVUE CAPITAL LLC1 year Service code 27 700 SPRING FOREST RD STE 400 · RALEIGH, NC 27609 | Advisory (Plan) | $6,960 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,551 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $80 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,516 | $85,171+0.4% | $172,752-50.5% | $72,975+17.2% |
| Participation rate | 72.2% | 70.1%+2.2pp | 82.6%-10.4pp | 69.5%+2.7pp |
| Annual return | 21.75% | 27.32%-5.6pp | 802.97%-781.2pp | 81.01%-59.3pp |
| Employer contribution / active EE | $1,342 | $3,324-59.6% | $5,144-73.9% | $2,440-45.0% |
| Participant deferral / active EE | $3,639 | $3,260+11.6% | $5,198-30.0% | $3,608+0.9% |
| Admin fee / account holder | $406 | $5,880-93.1% | $13,955-97.1% | $5,124-92.1% |