Filed July 9, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $88,863 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $35,216 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $20,061 |
CAPFINANCIAL PARTNERS LLC7 years Filed as: CAPFINANCIAL Service code 28 · EIN 26-2061505 | Investment Management | $6,687 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
MATRIX TRUST COMPANY3 years Service code 19 · EIN 75-3182674 | Securities Custodian | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,538 | $84,993+50.1% | $129,995-1.9% | $80,160+59.1% |
| Participation rate | 98.1% | 79.5%+18.6pp | 78.5%+19.6pp | 72.9%+25.2pp |
| Annual return | 20.45% | 23.76%-3.3pp | -137.18%+157.6pp | 40.38%-19.9pp |
| Employer contribution / active EE | $13,305 | $3,051+336.1% | $4,320+208.0% | $2,978+346.8% |
| Participant deferral / active EE | $12,149 | $4,984+143.8% | $5,820+108.7% | $5,017+142.1% |
| Admin fee / account holder | $99 | $391-74.7% | $10,614-99.1% | $145-31.7% |