Filed February 23, 2017
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPTRUST Service code 16 · EIN 26-0058143 | Consulting | $97,500 |
Filed as: PVT DIAGNOSTIC PS Service code 14 · EIN 56-1029437 | Plan Administrator | $74,205 |
ALSTON & BIRD LLP3+ years Filed as: ALSTON AND BIRD Service code 29 · EIN 58-0137615 | Legal | $37,586 |
STRATEGIC ADVISORS, INC.3+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $29,402 |
RSM US LLP1 year Service code 10 · EIN 42-0714325 | Accounting | $21,099 |
K&L GATES1 year Filed as: K & L GATES Service code 29 · EIN 25-0921018 | Legal | $8,295 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$518,387 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $332,562 | $44,989+639.2% | $170,439+95.1% | $77,958+326.6% |
| Participation rate | 98.3% | 64.6%+33.7pp | 83.6%+14.7pp | 71.6%+26.6pp |
| Annual return | 20.16% | 19.61%+0.5pp | 205.94%-185.8pp | 20.87%-0.7pp |
| Employer contribution / active EE | $25,227 | $1,466+1620.6% | $5,433+364.4% | $2,310+991.9% |
| Participant deferral / active EE | $5,426 | $2,208+145.8% | $4,939+9.9% | $3,537+53.4% |
| Admin fee / account holder | -$91 | $69-231.9% | $13,881-100.7% | $97-193.4% |