Filed February 23, 2017
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST Service code 16 · EIN 26-0058143 | Consulting | $130,000 |
PRIVATE DIAGNOSTIC CLINIC1+ years Filed as: PRIVATE DIAGNOSTIC CLINIC PLLC Service code 14 · EIN 56-1029437 | Plan Administrator | $87,916 |
ALSTON & BIRD LLP2+ years Filed as: ALSTON AND BIRD Service code 29 · EIN 58-0137615 | Legal | $18,189 |
BB&T2+ years Service code 23 PO BOX 890635 · CHARLOTTE, NC 282890635 | Insurance services | $16,279 |
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $13,663 |
RSM US LLP1+ years Filed as: RSM Service code 10 · EIN 42-0714325 | Accounting | $13,118 |
K&L GATES1+ years Filed as: K&L GATES CENTER RCAC Service code 29 · EIN 25-0921018 | Legal | $9,659 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$610,489 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $274,850 | $37,213+638.6% | $156,551+75.6% | $63,975+329.6% |
| Participation rate | 98.2% | 65.0%+33.2pp | 84.0%+14.2pp | 71.1%+27.0pp |
| Annual return | 7.40% | 47.89%-40.5pp | 32.23%-24.8pp | 48.65%-41.3pp |
| Employer contribution / active EE | $24,546 | $1,357+1709.0% | $5,501+346.2% | $2,182+1025.1% |
| Participant deferral / active EE | $5,274 | $2,070+154.8% | $4,871+8.3% | $3,356+57.1% |
| Admin fee / account holder | -$119 | $56-311.4% | $13,028-100.9% | $70-269.1% |