Filed August 9, 2016 (most recent of 2 filings on file)
Total covered: 3 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 15 · EIN 26-0058143 | Recordkeeping | $43,568 |
COASTAL BEVERAGE COMPANY, INC.3+ years Service code 15 · EIN 56-0694530 | Recordkeeping | $23,737 |
Filed as: FIRST CITIZENS BANK AND TRUST CO Service code 16 4300 SIX FORKS RD · RALEIGH, NC 27609 | Consulting | $10,000 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $6,501 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,136 | $71,666-53.8% | $117,861-71.9% | $69,631-52.4% |
| Participation rate | 92.0% | 77.5%+14.4pp | 79.7%+12.3pp | 70.7%+21.3pp |
| Annual return | 16.62% | 18.86%-2.2pp | 335.11%-318.5pp | 27571.02%-27554.4pp |
| Employer contribution / active EE | $715 | $1,889-62.2% | $3,786-81.1% | $2,032-64.8% |
| Participant deferral / active EE | $2,050 | $3,340-38.6% | $4,482-54.3% | $3,224-36.4% |
| Admin fee / account holder | $184 | $120+52.6% | $8,021-97.7% | $110+66.3% |