Filed March 4, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $536,312 |
BELK STORE SERVICES2+ years Filed as: BELK STORES SERVICES, INC. Service code 28 · EIN 56-0616731 | Investment Management | $160,565 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $142 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $68 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,885 | $38,032+15.4% | $87,502-49.8% | $329,111-86.7% |
| Participation rate | 27.5% | 43.3%-15.8pp | 73.8%-46.4pp | 67.9%-40.4pp |
| Annual return | 7.03% | 7.09%-0.1pp | 12.21%-5.2pp | 16.35%-9.3pp |
| Employer contribution / active EE | $465 | $677-31.4% | $2,550-81.8% | $2,303-79.8% |
| Participant deferral / active EE | $733 | $1,260-41.8% | $3,149-76.7% | $3,682-80.1% |
| Admin fee / account holder | $82 | $50+65.6% | $4,221-98.0% | $754-89.1% |