Filed March 25, 2015 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $55,102 |
Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $54,446 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $24,290 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $350 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,973 | $65,708-40.7% | $76,817-49.3% | $77,787-49.9% |
| Participation rate | 57.5% | 79.0%-21.5pp | 72.1%-14.6pp | 73.2%-15.7pp |
| Annual return | 16.95% | 49.86%-32.9pp | 1166.11%-1149.2pp | 32.57%-15.6pp |
| Employer contribution / active EE | $940 | $2,167-56.6% | $2,302-59.2% | $2,504-62.5% |
| Participant deferral / active EE | $1,699 | $3,254-47.8% | $3,336-49.1% | $3,967-57.2% |
| Admin fee / account holder | $140 | $91+53.8% | $6,420-97.8% | $100+39.5% |