Filed March 30, 2026 (most recent of 4 filings on file)
Total covered: 25 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $174,632 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $26,036 |
TD AMERITRADE, INC.4 years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Investment management fees paid direc... | $9,319 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,956 | $91,517-31.2% | $101,275-37.8% | $73,412-14.2% |
| Participation rate | 56.8% | 73.8%-17.0pp | 75.8%-19.0pp | 72.2%-15.4pp |
| Annual return | 31.92% | 17.17%+14.8pp | 46.48%-14.6pp | 59.30%-27.4pp |
| Employer contribution / active EE | $1,780 | $2,877-38.1% | $3,660-51.4% | $2,234-20.3% |
| Participant deferral / active EE | $2,937 | $3,338-12.0% | $4,371-32.8% | $3,806-22.8% |
| Admin fee / account holder | $405 | $216+87.4% | $5,948-93.2% | $158+156.3% |