Filings through .
2 of 18 flags tripped on the 2024 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2024 filing, 1 of 9 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
8 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$40K in admin expenses, $54 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
10 funds of $250K or more; 16 lines in all, holding $10.3M of the plan's $27.6M. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Large CAP S&P 500 Index SA-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $3.2M | 31.4% |
| T. Rowe Price Associates, Inc. T. Rowe Price · Mutual fund | $1.4M | 14.0% |
| Prin MidCap S&P 400 Index SA-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $1.4M | 13.2% |
| Nationwide Gen Sm Cap Gr IS Nationwide · Other | $615K | 5.9% |
| Prin Liquid Assets Sep Acct-R6 Principal · Insurance contract Recordkeeper's own fund | $610K | 5.9% |
| Guaranteed Interest Account Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $543K | 5.3% |
| Pioneer Equity Income Y Fund Victory Capital · Mutual fund | $518K | 5.0% |
| Vanguard Emerging Markets Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $388K | 3.7% |
| T. Rowe Prc Spec Int'l Eq Fund T. Rowe Price · Mutual fund | $357K | 3.4% |
| Principal Small Cap S&P 600 Index SA-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $350K | 3.4% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
6 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
6 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
Filed as: USI ADVISORS INC Service code 27 · EIN 06-1397347 Advisory (Plan) | $47,975 |
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $30,041 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 Advisory (Participants) | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
8 feature codes on the 2024 filing.
Filed November 1, 2022.
Street address, email and phone are on Pro. Pro is free for 7 days and then costs $49 a month.
3 contacts
Phone and email for the top hat administrator are on Pro.
9 filings · 2015 to 2024