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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ANTHONY INVESTMENT MANAGEMENT LLC Service code 27 · EIN 45-4459627 | Advisory (Plan) | $23,958 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,779 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,755 | $102,385-15.3% | $147,080-41.0% | $80,935+7.2% |
| Participation rate | 91.1% | 75.9%+15.2pp | 82.2%+8.9pp | 67.7%+23.4pp |
| Annual return | 11.34% | 135.09%-123.8pp | 420.17%-408.8pp | 35.66%-24.3pp |
| Employer contribution / active EE | $3,576 | $3,717-3.8% | $4,933-27.5% | $2,757+29.7% |
| Participant deferral / active EE | $13,648 | $6,651+105.2% | $8,066+69.2% | $4,299+217.4% |
| Admin fee / account holder | $178 | $7,951-97.8% | $12,989-98.6% | $6,924-97.4% |