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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ANTHONY INVESTMENT MANAGEMENT LLC Service code 27 · EIN 45-4459627 | Advisory (Plan) | $23,958 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,779 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,755 | $102,382-15.3% | $147,005-41.0% | $80,874+7.3% |
| Participation rate | 91.1% | 75.8%+15.3pp | 82.2%+9.0pp | 67.6%+23.5pp |
| Annual return | 11.34% | 134.89%-123.6pp | 418.76%-407.4pp | 35.62%-24.3pp |
| Employer contribution / active EE | $3,576 | $3,715-3.7% | $4,934-27.5% | $2,756+29.8% |
| Participant deferral / active EE | $13,648 | $6,646+105.3% | $8,070+69.1% | $4,297+217.6% |
| Admin fee / account holder | $178 | $7,942-97.8% | $13,006-98.6% | $6,935-97.4% |