Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT2 years Filed as: RBC CAPITAL MARKETS LLC Service code 49 · EIN 41-1416330 | Other Services | $10,737 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $5,650 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $0 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $5,983 | $37,203-83.9% | $154,110-96.1% | $55,727-89.3% |
| Participation rate | 97.6% | 64.1%+33.5pp | 83.0%+14.6pp | 70.9%+26.7pp |
| Annual return | -10.46% | 1320.03%-1330.5pp | 735.22%-745.7pp | 244.94%-255.4pp |
| Employer contribution / active EE | $1,046 | $1,614-35.2% | $5,298-80.3% | $2,078-49.7% |
| Participant deferral / active EE | $1,052 | $2,069-49.2% | $5,081-79.3% | $3,356-68.7% |
| Admin fee / account holder | $6 | $102-94.4% | $13,412-100.0% | $115-95.1% |