Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT3 years Filed as: RBC CAPITAL MARKETS LLC Service code 49 · EIN 41-1416330 | Other Services | $62,615 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $14,986 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $0 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,942 | $45,382-64.9% | $154,110-89.7% | $75,289-78.8% |
| Participation rate | 97.2% | 65.9%+31.3pp | 83.0%+14.2pp | 72.4%+24.8pp |
| Annual return | -7.75% | -0.47%-7.3pp | 735.22%-743.0pp | -0.04%-7.7pp |
| Employer contribution / active EE | $1,942 | $1,533+26.7% | $5,298-63.3% | $2,405-19.3% |
| Participant deferral / active EE | $2,477 | $2,384+3.9% | $5,081-51.2% | $3,739-33.7% |
| Admin fee / account holder | $7 | $89-92.1% | $13,412-99.9% | $102-93.1% |