Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 55 · EIN 95-2834236 | Other Commissions | $11,095 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,081 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,014 | $50,464-46.5% | $75,781-64.4% | $52,331-48.4% |
| Participation rate | 81.3% | 66.8%+14.5pp | 75.8%+5.5pp | 68.1%+13.2pp |
| Annual return | -1.42% | 1.03%-2.4pp | 9.68%-11.1pp | 4.54%-6.0pp |
| Employer contribution / active EE | $355 | $1,988-82.2% | $3,323-89.3% | $1,882-81.2% |
| Participant deferral / active EE | $1,571 | $2,570-38.9% | $3,651-57.0% | $3,022-48.0% |
| Admin fee / account holder | $19 | $1,103-98.3% | $5,299-99.6% | $592-96.9% |