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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $188,097 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $31,906 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $30,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,028 | $71,106-45.1% | $83,322-53.2% | $75,289-48.2% |
| Participation rate | 74.0% | 82.0%-8.0pp | 77.8%-3.7pp | 72.4%+1.6pp |
| Annual return | 34.10% | -0.56%+34.7pp | 10.64%+23.5pp | -0.04%+34.1pp |
| Employer contribution / active EE | $1,559 | $2,436-36.0% | $3,379-53.9% | $2,405-35.2% |
| Participant deferral / active EE | $6,834 | $6,249+9.4% | $5,565+22.8% | $3,739+82.8% |
| Admin fee / account holder | $140 | $72+92.9% | $7,540-98.1% | $102+36.4% |