Retirement plan

VANGUARD INDUSTRIES EAST 401(K) PLAN

Name: VANGUARD INDUSTRIES EAST, INC. - VANGUARD INDUSTRIES EAST 401(K) PLAN (2019) Form 5500
Creator: VANGUARD INDUSTRIES EAST, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, VANGUARD INDUSTRIES EAST 401(K) PLAN, VANGUARD INDUSTRIES EAST, INC.

VANGUARD INDUSTRIES EAST, INC.EIN 54-1817115Plan #001PY 2019

1172 AZALEA GARDEN ROAD - NORFOLK, VA 23502757-857-3600

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$5.1M

+23.0% from 2018

Total participants

107

-4.5% from 2018

Average account balance

$55,794

+33.9% from 2018

Annual return

18.09%

+21.46 pp from 2018

Benchmarks

See 2,445 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort2,445 peers

Snapshot2019

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Analytics

Total assets (EOY)

Plan-year ending balance

$19.69M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$109K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

181

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

78.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.02M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.37%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$339

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 10 of 15 by compensation

Provider	Service type	Compensation
MASSACHUSETTS MUTUAL LIFE INS. CO.4 years Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 49 · EIN 04-1590850 1295 STATE STREET · SPRINGFIELD, MA 01111	Other Services	$25,297
AB FUNDS1 year Service code 52 · EIN 13-4071393	Indirect Investment Fees	$0
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037	Indirect Investment Fees	$0
BLACKROCK3 years Service code 52 · EIN 51-0318674	Indirect Investment Fees	$0
CAMPBELL ALBRECHT4 years Service code 13 · EIN 77-0536619 20750 VENTURA BLVD, SUITE 200 · WOODLAND HILLS, CA 91364	Contract Administrator	$0
ENVESTNET RETIREMENT SOLUTIONS, LLC1 year Service code 52 · EIN 61-1732930	Indirect Investment Fees	$0
FIDELITY INVESTMENTS INSTITUTIONAL1 year Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630	Indirect Investment Fees	$0
FRANKLIN TEMPLETON1 year Service code 52 · EIN 13-3151768	Indirect Investment Fees	$0
INVESCO1 year Service code 52 · EIN 84-1308320	Indirect Investment Fees	$0
JANUS HENDERSON1 year Service code 52 · EIN 84-0592523	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2E2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$25K

$261 / participant

Investment mgmt$18K72.1%
Contract admin$7K27.9%

% of EOY assets

0.498%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: JOHN, JACOB & VAYALUMKAL, LLP
Auditor EIN: 450499810
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$55,794

$58,927-5.3%

$76,817-27.4%

$72,985-23.6%

Participation rate

83.5%

67.3%+16.2pp

72.1%+11.4pp

69.5%+14.0pp

Annual return

18.09%

2305.64%-2287.6pp

1166.11%-1148.0pp

81.00%-62.9pp

Employer contribution / active EE

$1,271

$1,787-28.9%

$2,302-44.8%

$2,440-47.9%

Participant deferral / active EE

$2,157

$2,690-19.8%

$3,336-35.3%

$3,607-40.2%

Admin fee / account holder

$278

$4,013-93.1%

$6,420-95.7%

$5,124-94.6%

Provider

Service type

Compensation

MASSACHUSETTS MUTUAL LIFE INS. CO.4 years

Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE

Service code 49 · EIN 04-1590850

1295 STATE STREET · SPRINGFIELD, MA 01111

Other Services

$25,297

AB FUNDS1 year

Service code 52 · EIN 13-4071393

Indirect Investment Fees

AMERICAN FUNDS3 years

Service code 52 · EIN 95-1411037

Indirect Investment Fees

BLACKROCK3 years

Service code 52 · EIN 51-0318674

Indirect Investment Fees

CAMPBELL ALBRECHT4 years

Service code 13 · EIN 77-0536619

20750 VENTURA BLVD, SUITE 200 · WOODLAND HILLS, CA 91364

Contract Administrator

ENVESTNET RETIREMENT SOLUTIONS, LLC1 year

Service code 52 · EIN 61-1732930

Indirect Investment Fees

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Filed as: FIDELITY INVESTMENTS

Service code 52 · EIN 04-3365630

Indirect Investment Fees

FRANKLIN TEMPLETON1 year

Service code 52 · EIN 13-3151768

Indirect Investment Fees

INVESCO1 year

Service code 52 · EIN 84-1308320

Indirect Investment Fees

JANUS HENDERSON1 year

Service code 52 · EIN 84-0592523

Indirect Investment Fees

VANGUARD INDUSTRIES EAST 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

VANGUARD INDUSTRIES EAST 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion