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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 22 | Insurance Broker | $16,603 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $3,484 |
Filed as: LOCKTON FINANCIAL ADVISORYS LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,744 | $61,214-59.6% | $83,323-70.3% | $56,287-56.0% |
| Participation rate | 13.4% | 72.6%-59.2pp | 77.8%-64.3pp | 69.9%-56.4pp |
| Annual return | -6.17% | 0.42%-6.6pp | 10.63%-16.8pp | -9.96%+3.8pp |
| Employer contribution / active EE | $0 | $1,925-100.0% | $3,379-100.0% | $2,111-100.0% |
| Participant deferral / active EE | $410 | $5,091-91.9% | $5,565-92.6% | $3,350-87.8% |
| Admin fee / account holder | $17 | $512-96.8% | $7,539-99.8% | $521-96.8% |