Filed October 8, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC3+ years Filed as: MMC SECURITIES Service code 28 · EIN 06-1685865 | Investment Management | $58,000 |
STOUT, CAUSEY & HORNING, P.A.2+ years Filed as: STOUT CAUSEY & HORNING PA Service code 10 · EIN 52-1743645 | Accounting | $35,250 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $12,253 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $3,685 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO., INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,338 | $96,458-46.8% | $136,294-62.3% | $77,958-34.1% |
| Participation rate | 95.8% | 75.4%+20.4pp | 81.9%+13.9pp | 71.6%+24.1pp |
| Annual return | 19.10% | 23.78%-4.7pp | 5155.94%-5136.8pp | 20.87%-1.8pp |
| Employer contribution / active EE | $1,863 | $3,144-40.7% | $4,695-60.3% | $2,310-19.4% |
| Participant deferral / active EE | $6,510 | $5,902+10.3% | $6,247+4.2% | $3,537+84.1% |
| Admin fee / account holder | $39 | $80-51.7% | $9,243-99.6% | $97-60.1% |