Filed October 8, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC2+ years Filed as: MMC SECURITIES Service code 28 · EIN 06-1685865 | Investment Management | $58,000 |
STOUT, CAUSEY & HORNING, P.A.1+ years Filed as: STOUT CAUSEY & HORNING PA Service code 10 · EIN 52-1743645 | Accounting | $12,600 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $10,437 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $4,407 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO., INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,615 | $85,635-44.4% | $123,892-61.6% | $63,975-25.6% |
| Participation rate | 84.2% | 74.9%+9.3pp | 81.4%+2.8pp | 71.1%+13.1pp |
| Annual return | 17.33% | 15.74%+1.6pp | 47.52%-30.2pp | 48.65%-31.3pp |
| Employer contribution / active EE | $1,683 | $3,076-45.3% | $4,617-63.5% | $2,182-22.9% |
| Participant deferral / active EE | $5,653 | $5,667-0.2% | $5,984-5.5% | $3,356+68.4% |
| Admin fee / account holder | $33 | $75-56.3% | $8,357-99.6% | $70-53.5% |