Filed August 4, 2015 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $911,667 |
CAPFINANCIAL PARTNERS LLC4+ years Filed as: CAPTRUST Service code 27 · EIN 26-0058143 | Advisory (Plan) | $89,616 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,686 | $46,969-34.7% | $154,107-80.1% | $73,367-58.2% |
| Participation rate | 89.6% | 72.4%+17.3pp | 83.0%+6.6pp | 69.5%+20.2pp |
| Annual return | -5.52% | 821.68%-827.2pp | 735.12%-740.6pp | 173.45%-179.0pp |
| Employer contribution / active EE | $0 | $1,723-100.0% | $5,298-100.0% | $2,499-100.0% |
| Participant deferral / active EE | $3,499 | $3,162+10.7% | $5,081-31.1% | $4,033-13.2% |
| Admin fee / account holder | $67 | $47+44.3% | $13,411-99.5% | $68-1.6% |