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| Provider | Service type | Compensation |
|---|---|---|
SIGNATURE ESTATE & INVESTMENT6+ years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 26 · EIN 45-3791510 | Advisory (Participants) | $69,021 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $60,141 |
THE COLONY GROUP LLC6+ years Service code 26 · EIN 90-0751149 | Advisory (Participants) | $18,080 |
BRINKER CAPITAL1 year Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $14,591 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $9,169 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $208,344 | $58,895+253.8% | $178,503+16.7% | $73,497+183.5% |
| Participation rate | 96.2% | 66.2%+30.0pp | 81.9%+14.3pp | 70.7%+25.5pp |
| Annual return | 12.78% | 24.86%-12.1pp | 151.12%-138.3pp | 28.51%-15.7pp |
| Employer contribution / active EE | $8,110 | $2,236+262.7% | $5,011+61.8% | $2,270+257.3% |
| Participant deferral / active EE | $5,658 | $2,567+120.4% | $5,202+8.8% | $3,740+51.3% |
| Admin fee / account holder | $554 | $400+38.4% | $13,987-96.0% | $513+8.0% |