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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $94,791 |
SIGNATURE ESTATE & INVESTMENT5+ years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 26 · EIN 45-3791510 | Advisory (Participants) | $62,683 |
SENTINEL WEALTH MANAGEMENT INC.5+ years Filed as: SENTINEL WEALTH MANAGEMENT INC Service code 26 · EIN 22-3860643 | Advisory (Participants) | $39,456 |
THE COLONY GROUP LLC5+ years Service code 26 · EIN 90-0751149 | Advisory (Participants) | $17,569 |
CLS INVESTMENTS2 years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $11,738 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $9,435 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,445 | $52,967+270.9% | $172,753+13.7% | $65,186+201.4% |
| Participation rate | 97.2% | 66.2%+31.0pp | 82.6%+14.5pp | 70.2%+27.0pp |
| Annual return | 19.07% | 30.12%-11.1pp | 803.00%-783.9pp | 29.39%-10.3pp |
| Employer contribution / active EE | $8,554 | $2,190+290.5% | $5,144+66.3% | $2,177+292.9% |
| Participant deferral / active EE | $5,861 | $2,471+137.2% | $5,198+12.8% | $3,514+66.8% |
| Admin fee / account holder | $835 | $472+77.0% | $13,956-94.0% | $847-1.4% |