Filed April 29, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PERSHING Service code 27 · EIN 13-2741729 | Advisory (Plan) | $79,789 |
WITHUMSMITH+BROWN, PC6 years Filed as: BROWN EDWARDS Service code 10 · EIN 54-0504608 | Accounting | $20,300 |
SHELDRICK, MCGEHEE & KOHLER, LLC10+ years Service code 34 · EIN 20-2123462 | Valuation (appraisals, etc.); Direct ... | $10,250 |
ASCENSUS LLC1 year Filed as: ASCENSUS - PRINCIPAL Service code 49 · EIN 11-3665754 | Other Services | $4,816 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $191,120 | $88,203+116.7% | $165,100+15.8% | $74,478+156.6% |
| Participation rate | 100.0% | 73.1%+26.9pp | 78.6%+21.4pp | 67.2%+32.8pp |
| Annual return | 19.85% | 17.13%+2.7pp | 70.21%-50.4pp | 1370.56%-1350.7pp |
| Employer contribution / active EE | $9,091 | $2,601+249.6% | $4,348+109.1% | $2,626+246.2% |
| Participant deferral / active EE | $0 | $4,505-100.0% | $6,035-100.0% | $4,350-100.0% |
| Admin fee / account holder | $662 | $2,235-70.4% | $12,696-94.8% | $1,946-66.0% |