Filed February 4, 2019
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $265,899 |
EPIC RETIREMENT PLAN SERVICES2+ years Filed as: CASE PEARLMAN RETIREMENT PLAN ADVIS Service code 27 · EIN 45-1600395 7780 CAMBRIDGE MANOR PLACE SUITE B · FORT MEYERS, FL 33907 | Advisory (Plan) | $179,122 |
DCS RETIREMENT GROUP, INC.2+ years Filed as: DCS RETIREMENT GROUP Service code 13 · EIN 45-0645799 805 LAMBERT RD., NE SUITE A · ATLANTA, GA 30324 | Contract Administrator | $65,216 |
DCS RETIREMENT GROUP, INC.2+ years Service code 13 | Contract Administrator | $55,854 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $23,453 |
LPL FINANCIAL2+ years Filed as: LPL FINACIAL, LLC Service code 55 | Other Commissions | $10,737 |
GF INVESTMENT SERVICES LLC2+ years Service code 27 · EIN 20-1419758 2080 RINGLING BLVD · SARASOTA, FL 34237 | Advisory (Plan) | $7,033 |
SECURITIES AMERICA INC1 year Filed as: BB & T SECURITIES, LLC Service code 55 | Other Commissions | $6,768 |
Filed as: CAP TRUST ADVISORS, LLC Service code 27 · EIN 45-0479693 102 WESWT WHITING STREET, SUITE 400 · TAMPA, FL 33602 | Advisory (Plan) | $6,622 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL, LLC Service code 55 · EIN 95-2834236 P.O. BOX 509026 · SAN DIEGO, CA 921509026 | Other Commissions | $3,732 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,145 | $34,495-9.7% | $78,676-60.4% | $63,975-51.3% |
| Participation rate | 59.4% | 60.8%-1.4pp | 73.6%-14.1pp | 71.1%-11.7pp |
| Annual return | 2.51% | 11.62%-9.1pp | 62.19%-59.7pp | 48.65%-46.1pp |
| Employer contribution / active EE | $739 | $1,398-47.1% | $2,850-74.1% | $2,182-66.1% |
| Participant deferral / active EE | $1,770 | $2,100-15.7% | $3,517-49.7% | $3,356-47.3% |
| Admin fee / account holder | $192 | $68+183.1% | $4,510-95.7% | $70+173.3% |