Filed July 1, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES5 years Filed as: EDELMAN FINANCIAL ENGINES LLC Service code 26 · EIN 47-5324976 | Advisory (Participants) | $1,287,309 |
ALIGHT SOLUTIONS LLC8 years Service code 15 · EIN 82-1061233 | Recordkeeping | $936,878 |
NORTHERN TRUST COMPANY10+ years Filed as: NORTHERN TRUST INC. Service code 21 · EIN 36-1561860 | Bank Trustee | $209,004 |
KPMG LLP10+ years Service code 10 · EIN 13-5565207 | Accounting | $102,400 |
ZARAGOZA & ALVARADO LLP1 year Filed as: ZARAGOZA ALVARADO Service code 29 · EIN 66-0611885 | Legal | $30,407 |
GROOM LAW GROUP3 years Service code 29 · EIN 52-1219029 | Legal | $24,530 |
THE BANK OF NEW YORK MELLON10+ years Filed as: PERSHING LLC Service code 33 · EIN 13-2741729 | Securities brokerage; Shareholder ser... | $9,463 |
ALIGHT SOLUTIONS LLC8 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Securities brokerage; Distribution (1... | $4,275 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,186 | $73,283+6.7% | $155,556-49.7% | $106,553-26.6% |
| Participation rate | 88.9% | 73.3%+15.6pp | 78.2%+10.7pp | 69.8%+19.1pp |
| Annual return | 12.59% | 15.76%-3.2pp | 64.84%-52.2pp | 17.37%-4.8pp |
| Employer contribution / active EE | $2,721 | $2,241+21.4% | $4,675-41.8% | $3,359-19.0% |
| Participant deferral / active EE | $5,167 | $4,567+13.1% | $5,631-8.2% | $5,562-7.1% |
| Admin fee / account holder | $115 | $56+106.3% | $15,885-99.3% | $80+44.8% |