Filed March 23, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 26 1300 THAMES STREET WHARF · BALTIMORE, MD 21231 | Advisory (Participants) | $22,504 |
NWPS2 years Service code 37 · EIN 91-2090931 300 E. JOPPA ROAD, SUITE 601 · TOWSON, MD 21286 | Loan Processing | $20,313 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,925 | $121,341-23.4% | $189,534-51.0% | $79,395+17.0% |
| Participation rate | 77.1% | 86.1%-9.0pp | 87.8%-10.7pp | 70.7%+6.4pp |
| Annual return | 18.74% | 21.08%-2.3pp | 555.39%-536.7pp | 116.90%-98.2pp |
| Employer contribution / active EE | $0 | $3,915-100.0% | $6,162-100.0% | $2,428-100.0% |
| Participant deferral / active EE | $3,446 | $6,395-46.1% | $8,220-58.1% | $4,046-14.8% |
| Admin fee / account holder | $471 | $651-27.8% | $12,049-96.1% | $626-24.9% |