Filed December 15, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $271,738 |
Filed as: ONEDIGITAL INVESTMENT ADVISORS INC Service code 28 PO BOX 735399 · DALLAS, TX 753735399 | Investment Management | $50,339 |
BDO USA, LLP2 years Service code 10 · EIN 13-5381590 | Accounting | $47,200 |
SMITH & DOWNEY1 year Filed as: SMITH & DOWNY PA Service code 29 320 E TOWSONTOWN BLVD SUITE 1E · BALTIMORE, MD 21286 | Legal | $3,320 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE INC Service code 33 200 S 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,307 | $53,136+45.5% | $155,509-50.3% | $199,593-61.3% |
| Participation rate | 58.9% | 64.1%-5.1pp | 78.2%-19.2pp | 72.0%-13.0pp |
| Annual return | 15.21% | 41.15%-25.9pp | 64.67%-49.5pp | 34.25%-19.0pp |
| Employer contribution / active EE | $0 | $1,851-100.0% | $4,672-100.0% | $3,034-100.0% |
| Participant deferral / active EE | $4,691 | $3,161+48.4% | $5,626-16.6% | $5,087-7.8% |
| Admin fee / account holder | $99 | $185-46.7% | $15,912-99.4% | $269-63.3% |