Filed December 15, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE AND ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $242,816 |
ASSET STRATEGY CONSULTANTS2+ years Service code 28 SIX NORTH PARK DRIVE, SUITE 208 · HUNT VALLEY, MD 21030 | Investment Management | $225,296 |
TD AMERITRADE, INC.2+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $720 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE INC. Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,820 | $44,989+26.3% | $170,442-66.7% | $77,958-27.1% |
| Participation rate | 50.3% | 64.6%-14.3pp | 83.6%-33.3pp | 71.6%-21.4pp |
| Annual return | 16.01% | 19.61%-3.6pp | 205.93%-189.9pp | 20.87%-4.9pp |
| Employer contribution / active EE | $0 | $1,466-100.0% | $5,433-100.0% | $2,310-100.0% |
| Participant deferral / active EE | $3,212 | $2,208+45.5% | $4,939-35.0% | $3,537-9.2% |
| Admin fee / account holder | $162 | $69+134.9% | $13,880-98.8% | $97+66.3% |