Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAP FINANCIAL SECURITIES, LLC Service code 52 · EIN 46-4350797 4208 SIX FORKS ROAD, STE 1700 · RALEIGH, NC 27609 | Indirect Investment Fees | $15,850 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $176,960 | $55,453+219.1% | $170,435+3.8% | $62,293+184.1% |
| Participation rate | 93.5% | 66.4%+27.1pp | 83.6%+9.9pp | 69.5%+24.0pp |
| Annual return | 16.32% | 21.38%-5.1pp | 205.94%-189.6pp | 28.90%-12.6pp |
| Employer contribution / active EE | $5,795 | $2,164+167.9% | $5,432+6.7% | $2,042+183.8% |
| Participant deferral / active EE | $4,150 | $2,303+80.2% | $4,939-16.0% | $3,169+31.0% |
| Admin fee / account holder | $596 | $455+31.0% | $13,881-95.7% | $479+24.4% |