Filed December 27, 2019
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES Service code 27 681 EAST LAKE ST. SUITE 354 · WAYZATA, MN 58863 | Advisory (Plan) | $55,705 |
NEWPORT GROUP, INC.3+ years Service code 15 · EIN 27-2037969 | Recordkeeping | $22,856 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,124 | $66,302+26.9% | $110,238-23.7% | $56,287+49.5% |
| Participation rate | 81.1% | 74.9%+6.2pp | 79.8%+1.3pp | 69.9%+11.3pp |
| Annual return | -6.80% | -1.18%-5.6pp | 314.74%-321.5pp | -9.96%+3.2pp |
| Employer contribution / active EE | $4,233 | $2,047+106.8% | $3,826+10.6% | $2,111+100.5% |
| Participant deferral / active EE | $6,549 | $3,381+93.7% | $4,672+40.2% | $3,350+95.5% |
| Admin fee / account holder | $569 | $698-18.5% | $8,547-93.3% | $521+9.3% |