Filed December 27, 2019
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 27 681 EAST LAKE ST. SUITE 354 · WAYZATA, MN 58863 | Advisory (Plan) | $34,479 |
NEWPORT GROUP, INC.1 year Service code 15 · EIN 27-2037969 | Recordkeeping | $18,803 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,733 | $63,924+13.8% | $108,582-33.0% | $55,167+31.8% |
| Participation rate | 77.4% | 74.3%+3.1pp | 79.6%-2.2pp | 69.0%+8.4pp |
| Annual return | 8.04% | 15.31%-7.3pp | -51.70%+59.7pp | 169.23%-161.2pp |
| Employer contribution / active EE | $2,816 | $1,879+49.9% | $3,758-25.1% | $1,963+43.5% |
| Participant deferral / active EE | $6,221 | $3,067+102.9% | $4,311+44.3% | $3,054+103.7% |
| Admin fee / account holder | $484 | $618-21.6% | $7,645-93.7% | $504-3.9% |