Filed July 14, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES Service code 99 315 DEADERICK ST. 5TH FLOOR · NASHVILLE, TN 37238 | Other Fees | $16,889 |
AMERICAN FUNDS4+ years Filed as: CAPITAL RESEARCH & MANAGEMENT CO. Service code 64 · EIN 95-1411037 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071 | Recordkeeping Fees | $1,200 |
QBI, LLC4+ years Filed as: QBI LLC Service code 13 · EIN 26-2768667 21031 VENTURA BLVD 12TH FLOOR · WOODLAND HILLS, CA 91364 | Contract Administrator | $425 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 55 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,016 | $43,504-40.2% | $68,793-62.2% | $56,287-53.8% |
| Participation rate | 67.1% | 67.8%-0.7pp | 72.2%-5.1pp | 69.9%-2.7pp |
| Annual return | -4.99% | -3.15%-1.8pp | -4.63%-0.4pp | -9.96%+5.0pp |
| Employer contribution / active EE | $1,060 | $1,525-30.5% | $2,625-59.6% | $2,111-49.8% |
| Participant deferral / active EE | $2,649 | $2,509+5.6% | $3,311-20.0% | $3,350-20.9% |
| Admin fee / account holder | $103 | $515-80.1% | $5,131-98.0% | $521-80.3% |