Filed July 14, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 99 315 DEADERICK ST. 5TH FLOOR · NASHVILLE, TN 37238 | Other Fees | $12,122 |
Filed as: UBS FINANCIAL SERVICES INC. Service code 55 | Other Commissions | $6,098 |
AMERICAN FUNDS2+ years Filed as: CAPITAL RESEARCH & MANAGEMENT CO. Service code 64 · EIN 95-1411037 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071 | Recordkeeping Fees | $1,263 |
QBI, LLC2+ years Filed as: QBI LLC Service code 13 · EIN 26-2768667 21031 VENTURA BLVD 12TH FLOOR · WOODLAND HILLS, CA 91364 | Contract Administrator | $675 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,369 | $46,072-38.4% | $69,779-59.3% | $55,167-48.6% |
| Participation rate | 60.8% | 67.5%-6.7pp | 71.8%-11.1pp | 69.0%-8.2pp |
| Annual return | 7.46% | 8.68%-1.2pp | 12.99%-5.5pp | 169.23%-161.8pp |
| Employer contribution / active EE | $312 | $1,500-79.2% | $2,338-86.7% | $1,963-84.1% |
| Participant deferral / active EE | $2,578 | $2,344+10.0% | $2,931-12.0% | $3,054-15.6% |
| Admin fee / account holder | $94 | $428-78.0% | $4,381-97.9% | $504-81.4% |