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| Provider | Service type | Compensation |
|---|---|---|
RSM US LLP5+ years Service code 10 · EIN 42-0714325 | Accounting | $28,286 |
Filed as: MERRILL LYNCH LIFE AGENCY, INC Service code 27 · EIN 13-2808480 | Advisory (Plan) | $15,184 |
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $9,543 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,257 | $88,122-4.4% | $141,197-40.3% | $67,582+24.7% |
| Participation rate | 70.6% | 76.5%-5.9pp | 82.5%-11.9pp | 71.3%-0.7pp |
| Annual return | 22.54% | 75.40%-52.9pp | 71.41%-48.9pp | 378.57%-356.0pp |
| Employer contribution / active EE | $1,922 | $3,224-40.4% | $4,736-59.4% | $2,148-10.5% |
| Participant deferral / active EE | $7,798 | $5,958+30.9% | $6,710+16.2% | $3,539+120.3% |
| Admin fee / account holder | $101 | $131-23.0% | $10,265-99.0% | $142-29.2% |