Retirement plan

INTERTRUST TECHNOLOGIES CORPORATION 401(K) SAVINGS PLAN

Name: INTERTRUST TECHNOLOGIES CORPORATION - INTERTRUST TECHNOLOGIES CORPORATION 401(K) SAVINGS PLAN (2016) Form 5500
Creator: INTERTRUST TECHNOLOGIES CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, INTERTRUST TECHNOLOGIES CORPORATION 401(K) SAVINGS PLAN, INTERTRUST TECHNOLOGIES CORPORATION

INTERTRUST TECHNOLOGIES CORPORATIONEIN 52-1672106Plan #001PY 2016

920 STEWART DRIVE - SUNNYVALE, CA 94085408-616-1600

Prospect flagsLow employer contribution

How to read this page

Total assets (EOY)

$13M

+8.6% from 2015

Total participants

153

+10.9% from 2015

Average account balance

$95,362

-1.8% from 2015

Annual return

7.37%

+8.34 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$23.00M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$215K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

107

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$981K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$23K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$563

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
MMA SECURITIES LLC1 year Filed as: MMC SECURITIES Service code 27 · EIN 06-1685865	Advisory (Plan)	$18,531
HORNOR TOWNSEND & KENT INC1 year Filed as: HORNOR, TOWNSEND & KENT Service code 55 · EIN 23-1706189	Other Commissions	$15,152
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 37 · EIN 04-2647786	Loan Processing	$9,711
PRUDENTIAL RETIREMENT INSURANCE AND1 year Filed as: PRUDENTIAL RETIREMENT INSURANCE Service code 13 · EIN 06-1050034	Contract Administrator	$4,836

Plan features & details

Pension benefit codes2E2F2G2J2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$28K

$283 / participant

Investment mgmt$1750.6%
Other / not subdivided$28K99.4%

% of EOY assets

0.218%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SILICON VALLEY ACCOUNTANCY
Auditor EIN: 770573994
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$95,362

$75,183+26.8%

$123,894-23.0%

$55,167+72.9%

Participation rate

83.0%

72.8%+10.2pp

81.4%+1.6pp

69.0%+14.0pp

Annual return

7.37%

19.01%-11.6pp

47.52%-40.1pp

169.23%-161.9pp

Employer contribution / active EE

$15

$2,823-99.5%

$4,617-99.7%

$1,963-99.2%

Participant deferral / active EE

$12,254

$5,084+141.0%

$5,984+104.8%

$3,054+301.2%

Admin fee / account holder

$208

$663-68.6%

$8,357-97.5%

$504-58.8%

Provider

Service type

Compensation

MMA SECURITIES LLC1 year

Filed as: MMC SECURITIES

Service code 27 · EIN 06-1685865

Advisory (Plan)

$18,531

HORNOR TOWNSEND & KENT INC1 year

Filed as: HORNOR, TOWNSEND & KENT

Service code 55 · EIN 23-1706189

Other Commissions

$15,152

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 37 · EIN 04-2647786

Loan Processing

$9,711

PRUDENTIAL RETIREMENT INSURANCE AND1 year

Filed as: PRUDENTIAL RETIREMENT INSURANCE

Service code 13 · EIN 06-1050034

Contract Administrator

$4,836

INTERTRUST TECHNOLOGIES CORPORATION 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

INTERTRUST TECHNOLOGIES CORPORATION 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion