Filed April 21, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 4001 CARMICHAEL ROAD · MONTGOMERY, AL 36106 | Advisory (Participants) | $39,088 |
PENSERV PLAN SERVICES, INC.7+ years Service code 15 · EIN 20-1916735 | Recordkeeping | $11,108 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,939 | $58,290-31.5% | $98,442-59.4% | $86,799-54.0% |
| Participation rate | 84.7% | 68.3%+16.4pp | 73.3%+11.4pp | 72.3%+12.5pp |
| Annual return | 12.54% | 43.48%-30.9pp | 1492.73%-1480.2pp | 97.91%-85.4pp |
| Employer contribution / active EE | $1,059 | $2,008-47.3% | $2,960-64.2% | $2,405-56.0% |
| Participant deferral / active EE | $2,535 | $3,152-19.6% | $4,276-40.7% | $4,131-38.6% |
| Admin fee / account holder | $146 | $138+6.0% | $5,949-97.5% | $170-13.9% |