Filed April 23, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Distribut... | $124,565 |
Filed as: RAYMOND JAMES AND ASSOCIATES INC Service code 27 · EIN 59-1237041 | Advisory (Plan) | $18,725 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,164 | $45,000+20.4% | $143,757-62.3% | $77,904-30.5% |
| Participation rate | 46.3% | 66.8%-20.6pp | 80.3%-34.1pp | 73.7%-27.4pp |
| Annual return | -13.91% | 29.03%-42.9pp | -0.04%-13.9pp | 12.21%-26.1pp |
| Employer contribution / active EE | $598 | $1,870-68.0% | $4,951-87.9% | $2,848-79.0% |
| Participant deferral / active EE | $2,827 | $3,157-10.4% | $5,637-49.9% | $4,806-41.2% |
| Admin fee / account holder | $86 | $98-13.0% | $14,673-99.4% | $133-35.4% |