Filed April 23, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $101,716 |
Filed as: RAYMOND JAMES AND ASSOCIATES INC Service code 27 · EIN 59-1237041 | Advisory (Plan) | $27,000 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,468 | $45,382+4.6% | $154,107-69.2% | $75,289-37.0% |
| Participation rate | 50.2% | 65.9%-15.7pp | 83.0%-32.8pp | 72.4%-22.2pp |
| Annual return | -6.32% | -0.47%-5.9pp | 735.12%-741.4pp | -0.04%-6.3pp |
| Employer contribution / active EE | $597 | $1,533-61.1% | $5,298-88.7% | $2,405-75.2% |
| Participant deferral / active EE | $2,502 | $2,384+4.9% | $5,081-50.8% | $3,739-33.1% |
| Admin fee / account holder | $86 | $89-3.8% | $13,411-99.4% | $102-16.0% |