Filed April 23, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Shareholder servi... | $131,936 |
Filed as: RAYMOND JAMES AND ASSOCIATES INC Service code 27 · EIN 59-1237041 | Advisory (Plan) | $21,315 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,059 | $67,512-2.2% | $185,823-64.5% | $93,030-29.0% |
| Participation rate | 55.3% | 67.1%-11.8pp | 81.7%-26.4pp | 73.9%-18.6pp |
| Annual return | 15.85% | 21.04%-5.2pp | 122.05%-106.2pp | 158.70%-142.8pp |
| Employer contribution / active EE | $751 | $1,783-57.9% | $5,167-85.5% | $2,706-72.2% |
| Participant deferral / active EE | $3,531 | $3,035+16.3% | $5,568-36.6% | $4,562-22.6% |
| Admin fee / account holder | $94 | $318-70.5% | $16,237-99.4% | $152-38.2% |