Filed November 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $130,394 |
HIGHTOWER ADVISORS LLC1 year Service code 27 · EIN 36-4500709 | Advisory (Plan) | $44,758 |
S B H U LIFE AGENCY INC3+ years Service code 49 · EIN 13-2896238 | Other Services | $28,177 |
HIGHTOWER ADVISORS LLC1 year Filed as: HIGHTOWER SECURITIES LLC Service code 49 · EIN 36-4454225 | Other Services | $11,704 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,495 | $96,458+4.2% | $136,294-26.3% | $77,958+28.9% |
| Participation rate | 96.5% | 75.4%+21.1pp | 81.9%+14.6pp | 71.6%+24.8pp |
| Annual return | 14.30% | 23.78%-9.5pp | 5155.94%-5141.6pp | 20.87%-6.6pp |
| Employer contribution / active EE | $2,764 | $3,144-12.1% | $4,695-41.1% | $2,310+19.6% |
| Participant deferral / active EE | $6,292 | $5,902+6.6% | $6,247+0.7% | $3,537+77.9% |
| Admin fee / account holder | $60 | $80-25.8% | $9,243-99.4% | $97-38.7% |