Filed October 24, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $84,194 |
UBS FINANCIAL SERVICES INC3 years Service code 27 · EIN 51-0120742 | Advisory (Plan) | $21,924 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,577 | $63,114-11.9% | $92,893-40.2% | $65,185-14.7% |
| Participation rate | 95.5% | 68.8%+26.7pp | 76.0%+19.5pp | 70.2%+25.3pp |
| Annual return | 21.01% | 28.75%-7.7pp | 109.41%-88.4pp | 29.38%-8.4pp |
| Employer contribution / active EE | $1,192 | $2,571-53.6% | $3,653-67.4% | $2,177-45.2% |
| Participant deferral / active EE | $3,903 | $3,108+25.6% | $4,236-7.9% | $3,514+11.1% |
| Admin fee / account holder | $317 | $624-49.1% | $5,794-94.5% | $847-62.6% |