Filed March 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Distribution (12b-... | $26,042 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,257 | $64,612+95.4% | $86,460+46.0% | $64,829+94.8% |
| Participation rate | 100.0% | 81.5%+18.5pp | 80.3%+19.7pp | 71.5%+28.5pp |
| Annual return | -14.61% | 0.66%-15.3pp | 4399.82%-4414.4pp | 32.85%-47.5pp |
| Employer contribution / active EE | $7,948 | $2,744+189.6% | $3,771+110.8% | $2,507+217.0% |
| Participant deferral / active EE | $9,814 | $7,497+30.9% | $6,954+41.1% | $4,312+127.6% |
| Admin fee / account holder | $15 | $169-91.1% | $6,727-99.8% | $188-92.0% |