Filed March 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY Service code 16 · EIN 20-8764829 | Consulting | $23,467 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $11,125 |
MID ATLANTIC CAPITAL CORPORATION5+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,948 | $69,231+80.5% | $91,994+35.8% | $67,584+84.9% |
| Participation rate | 100.0% | 78.9%+21.1pp | 78.6%+21.4pp | 71.3%+28.7pp |
| Annual return | 19.33% | 32.03%-12.7pp | 69.04%-49.7pp | 378.59%-359.3pp |
| Employer contribution / active EE | $8,384 | $2,284+267.0% | $3,453+142.8% | $2,148+290.3% |
| Participant deferral / active EE | $9,375 | $5,854+60.2% | $5,924+58.3% | $3,540+164.9% |
| Admin fee / account holder | $21 | $107-80.4% | $7,744-99.7% | $142-85.2% |