Filed April 22, 2025 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $751,434 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $390 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,885 | $69,651-82.9% | $105,218-88.7% | $69,651-82.9% |
| Participation rate | 63.0% | 66.6%-3.6pp | 77.2%-14.2pp | 66.6%-3.6pp |
| Annual return | -1.25% | 53.77%-55.0pp | 5.33%-6.6pp | 53.77%-55.0pp |
| Employer contribution / active EE | $372 | $2,241-83.4% | $3,255-88.6% | $2,241-83.4% |
| Participant deferral / active EE | $881 | $3,635-75.8% | $4,867-81.9% | $3,635-75.8% |
| Admin fee / account holder | $55 | $63-12.8% | $6,992-99.2% | $63-12.8% |