Filed April 22, 2025 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $296,775 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $18,862 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,398 | $69,651-30.5% | $105,218-54.0% | $69,651-30.5% |
| Participation rate | 32.1% | 66.6%-34.5pp | 77.2%-45.2pp | 66.6%-34.5pp |
| Annual return | -0.10% | 53.77%-53.9pp | 5.33%-5.4pp | 53.77%-53.9pp |
| Employer contribution / active EE | $400 | $2,241-82.2% | $3,255-87.7% | $2,241-82.2% |
| Participant deferral / active EE | $1,467 | $3,635-59.7% | $4,867-69.9% | $3,635-59.7% |
| Admin fee / account holder | $41 | $63-35.2% | $6,992-99.4% | $63-35.2% |