Filed February 11, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Recordke... | $308,469 |
MERIDIAN WEALTH MANAGEMENT LLC5+ years Service code 16 · EIN 27-0846572 | Consulting | $104,413 |
Filed as: MUTUAL OF AMERICA LIFE INSURANCE CO Service code 12 320 PARK AVENUE · NEW YORK, NY 10022 | Recordkeeping and information managem... | $7,129 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $50 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,374 | $56,095-61.9% | $178,490-88.0% | $90,288-76.3% |
| Participation rate | 84.0% | 65.6%+18.4pp | 81.9%+2.1pp | 73.4%+10.6pp |
| Annual return | 9.58% | 28.81%-19.2pp | 151.07%-141.5pp | 53.97%-44.4pp |
| Employer contribution / active EE | $1,267 | $1,572-19.5% | $5,011-74.7% | $2,524-49.8% |
| Participant deferral / active EE | $1,313 | $2,669-50.8% | $5,202-74.8% | $4,232-69.0% |
| Admin fee / account holder | $87 | $101-13.3% | $13,984-99.4% | $114-23.5% |